As part of your entering into an investment advisory relationship with FitzRoy Investment Advisors LLC (“FitzRoy”), you are required to provide FitzRoy with certain nonpublic personal information. We collect nonpublic personal information about advisory clients from the following sources:
• Information (including name, address, date of birth, income and other financial related information) we receive in documents or other forms in connection with our engagement by you.
• Information relating to an advisory client’s transactions with us and our affiliates.
We do not disclose any of this non-public personal information about our advisory clients, prospective advisory clients or former advisory clients to anyone, other than affiliates, and except as permitted by law, such as to our attorneys and auditors and other service providers who offer services to us with respect to your account. We will, however, release information about you if you direct or authorize us to do so or if compelled to do so by law, for example as part of a regulatory or similar filing with certain U.S. or non U.S. regulatory and/or government agencies.
If you elect to terminate your relationship with FitzRoy, FitzRoy will continue to adhere to this policy of strict non-disclosure.
FitzRoy restricts access to your personal information to individuals who need to know that information in connection with performing services for you as an advisory client, and maintains physical, electronic and procedural safeguards to guard your personal information.